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AS REQUIRED BY THE U.S. SECURITIES AND EXCHANGE COMMISSION, THIS PASSWORD-PROTECTED WEBSITE MAY ONLY BE ACCESSED BY EXISTING CLIENTS OF HIGHWATER GLOBALFUND AND PROSPECTIVE CLIENTS OF HIGHWATER GLOBAL FUND WHO, AMONG OTHER REQUIREMENTS, ARE QUALIFIED AS ACCREDITED INVESTORS OR WHO GENERALLY ARE SOPHISTICATED IN FINANCIAL MATTERS SUCH THAT THEY ARE CAPABLE OF EVALUATING THE MERITS AND RISKS OF PROSPECTIVE INVESTMENTS.

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Accredited Investor
I hereby certify that I am an accredited investor in accordance with Rule 501(a) of Regulation D, in that (please select investor type from the numbered list 1-7 below)

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1) A bank, insurance company, registered investment company, business development company, or small business investment company.

2) An employee benefit plan, within the meaning of the Employee Retirement Income Security Act, if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets exceeding $5 million.

3) A director, executive officer, or general partner of the company selling the securities

4) A business in which all the equity owners are accredited investors.

5) A natural person who has the individual net worth, or joint net worth with the persons spouse, that exceeds $1mm at the time of the purchase.

6) A natural person with an individual income in excess of $200,000 or in excess of $300,000 with his or her spouse in each of the two most recent years and who has a responsible expectation of an income in excess of $200,000 individually or in excess of $300,000 with his or her spouse in the current year.

7) A trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes.

Please read disclaimer here and then check the box below to finish registration.

BALDWIN BROTHERS INC ("BALDWIN BROTHERS") DISCLAIMS ALL WARRANTIES WITH RESPECT TO THE WEBSITE (WWW.HIGHWATERGLOBAL.COM) AND THE CONTENT THAT THE LAW ALLOWS IT TO DISCLAIM.

PLEASE READ THESE USER TERMS AND CONDITIONS CAREFULLY BEFORE USING THE WEBSITE. EACH TIME YOU USE THE WEBSITE, YOUR USE INDICATES YOUR FULL ACCEPTANCE OF AND AGREEMENT TO ABIDE BY THE FOLLOWING TERMS AND CONDITIONS IN ITS THEN CURRENT FORM. IF YOU DO NOT ACCEPT THE TERMS AND CONDITIONS STATED HEREIN, DO NOT USE THE WEBSITE.

THE WEBSITE, INCLUDING ALL CONTENT, IS PROVIDED "AS IS" AND "AS AVAILABLE."
BALDWIN BROTHERS DISCLAIMS ALL REPRESENTATIONS AND WARRANTIES, EXPRESS OR IMPLIED, OF ANY KIND WITH RESPECT TO THE SITE AND THE CONTENT INCLUDING WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE AND NON-INFRINGEMENT OF INTELLECTUAL PROPERTY AND PROPRIETARY RIGHTS.

WITHOUT LIMITING OUR GENERAL DISCLAIMER, WE DO NOT WARRANT THE AVAILABILITY, ACCURACY, COMPLETENESS, TIMELINESS, FUNCTIONALITY, RELIABILITY, SEQUENCING OR SPEED OF DELIVERY OF THE WEBSITE OR ITS CONTENT. BALDWIN BROTHER'S LIABILITY WITH RESPECT TO THE WEBSITE AND ITS CONTENT IS LIMITED TO THE MAXIMUM EXTENT PERMITTED BY LAW.

IN NO EVENT WILL BALDWIN BROTHER'S MANAGEMENT OR ANY OF ITS AFFILIATES, AGENTS OR EMPLOYEES BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, PUNITIVE OR CONSEQUENTIAL DAMAGES HOWEVER CAUSED ARISING OUT OF YOUR USE OF THE WEBSITE OR ITS CONTENTS, THE INABILITY TO USE THE WEBSITE, OR TRANSACTIONS ENTERED INTO THROUGH THE WEBSITE.

OUR LIABILITY IS LIMITED EVEN IF WE HAVE BEEN ADVISED OF THE POSSIBILITY OF THE DAMAGES THAT YOU SUFFER OR IF ANY REMEDY YOU HAVE FAILS OF ITS ESSENTIAL PURPOSE. THIS DISCLAIMER OF LIABILITY APPLIES TO ANY AND ALL DAMAGES OR INJURY, INCLUDING THOSE CAUSED BY ANY FAILURE OF PERFORMANCE, ERROR, OMISSION, INTERRUPTION, DELETION, DEFECT, DELAY IN OPERATION OR TRANSMISSION, COMPUTER VIRUS, COMMUNICATION LINE FAILURE, THEFT, DESTRUCTION OR UNAUTHORIZED ACCESS TO, ALTERATION OF OR USE OF ANY ASSET, WHETHER FOR BREACH OF CONTRACT, TORTIOUS BEHAVIOR, NEGLIGENCE OR UNDER ANY OTHER CAUSE OF ACTION.

Although the Website may include investment-related information, nothing on the Website is a recommendation that you purchase, sell or hold any security or other investment, or that you pursue any investment style or strategy. We do not give any advice or make any representations through the Website as to whether any security or investment is suitable to you or will be profitable. Nothing on the Website is intended to be, and you should not consider anything on the Website to be, investment, accounting, tax or legal advice. If you would like investment, accounting, tax or legal advice, you should consult with your own financial advisors, accountants or attorneys regarding your individual circumstances and needs. You also may contact Baldwin Brother's Management if you have investment-related questions by calling 508-748-0800 Monday through Friday between 9:00 a.m. and 5:00 p.m. (EST). THE PAST PERFORMANCE OF ANY INVESTMENT, INVESTMENT STRATEGY, OR INVESTMENT STYLE IS NOT INDICATIVE OF FUTURE PERFORMANCE.

OWNERSHIP OF SITE AND COPYRIGHT

The HIGHWATER WEB SITE IS OWNED BY BALDWIN BROTHERS INC. THE HIGHWATER GLOBAL WEB SITE AND ANY AND ALL ACCOMPANYING SCREENS, INFORMATION, MATERIALS, USER DOCUMENTATION, USER INTERFACES, IMAGES, ARRANGEMENTS OF INFORMATION, RELATED SOFTWARE AND OTHER PROPRIETARY PROPERTY OF BALDWIN BROTHERS OR ITS LICENSORS ACCESSIBLE VIA THE WEB SITE IS AND SHALL REMAIN THE EXCLUSIVE PROPERTY OF BALDWIN BROTHERS AND ITS LICENSORS, AS THE CASE MAY BE. ALL RIGHTS TO THE WEB SITE REMAIN WITH BALDWIN BROTHERS OR ITS LICENSORS. THIS SITE IS FOR YOUR PERSONAL AND NON-COMMERCIAL USE. YOU MAY NOT MODIFY, COPY, DISTRIBUTE, TRANSMIT, DISPLAY, PERFORM, REPRODUCE, PUBLISH, LICENSE, CREATE DERIVATIVE WORKS FROM, TRANSFER OR SELL ANY INFORMATION, SOFTWARE, PRODUCTS OR SERVICES OBTAINED FROM THIS SITE.

UNAUTHORIZED ACCESS
THIS SITE IS NOT ABSOLUTELY PROTECTED AGAINST UNAUTHORIZED THIRD PARTIES. YOU ACKNOWLEDGE THAT ANY INFORMATION PROVIDED THROUGH THE INTERNET MAY BE POTENTIALLY ACCESSED BY UNAUTHORIZED THIRD PARTIES. ALTHOUGH BALDWIN BROTHERS WILL MAKE REASONABLE EFFORTS TO PROTECT THE PRIVACY OF USERS OF THIS SITE, NO GUARANTEE CAN BE MADE THAT UNAUTHORIZED THIRD PARTIES WILL NOT ACCESS THE INFORMATION CONTAINED ON THE WEB SITE. YOU ACKNOWLEDGE THAT BALDWIN BROTHERS IS NOT RESPONSIBLE FOR NOTIFYING YOU THAT UNAUTHORIZED THIRD PARTIES HAVE GAINED SUCH ACCESS OR THAT ANY DATA HAS BEEN OTHERWISE COMPROMISED DURING TRANSMISSION ACROSS COMPUTER NETWORKS OR TELECOMMUNICATIONS FACILITIES, INCLUDING, BUT NOT LIMITED TO, THE INTERNET.

PASSWORDS AND SECURITY

YOU ARE RESPONSIBLE FOR THE CONFIDENTIALITY AND USE OF YOUR PASSWORD. YOUR PASSWORD IS AN IMPORTANT MEANS OF PROTECTION FOR YOU. YOU AGREE TO CONTACT US IMMEDIATELY IF YOU BELIEVE THAT AN UNAUTHORIZED PERSON HAS OBTAINED ACCESS TO YOUR PASSWORD.

LINKS

BALDWIN BROTHERS HAS NOT REVIEWED UNAFFILIATED SITES LINKED TO THIS SITE, IF ANY, AND IS NOT RESPONSIBLE FOR THE CONTENT OF OFF-SITE PAGES OR ANY OTHER SITE LINKED OR LINKING TO THE SITE. YOUR LINKING TO ANY OFF-SITE PAGES OR OTHER SITES IS AT YOUR OWN RISK. BALDWIN BROTHERS MAKES NO REPRESENTATIONS WHATSOEVER ABOUT THE OPINIONS OF ANY THIRD PARTY APPEARING ON A LINKED SITE, NEITHER REGULARLY MONITORS NOR HAS CONTROL OVER THE CONTENTS OF SUCH SITES, AND DOES NOT ENDORSE, AND DISCLAIMS ALL RESPONSIBILITY FOR, THE CONTENT OF SUCH STATEMENTS OR WEB SITES.

PRIVACY POLICY

THE USER RECOGNIZES THAT NON-PUBLIC INFORMATION CONCERNING THE USER DISCLOSED BY THE USER TO BALDWIN BORTHERS, THE FUNDS, OR OTHER AGENTS OF EITHER (THE "INFORMATION") (SUCH AS THE USER'S NAME, ADDRESS, SOCIAL SECURITY NUMBER, ASSETS AND INCOME) (I) MAY BE DISCLOSED TO THE FUNDS' ADMINISTRATOR, IF ANY, GENERAL PARTNER, AFFILIATES, ATTORNEYS, ACCOUNTANTS AND AUDITORS IN FURTHERANCE OF THE FUNDS' BUSINESS AND TO OTHER SERVICE PROVIDERS SUCH AS BROKERS WHO MAY HAVE A NEED FOR THE INFORMATION IN CONNECTION WITH PROVIDING SERVICES TO THE FUNDS, (II) TO THIRD PARTY SERVICE PROVIDERS OR FINANCIAL INSTITUTIONS WHO MAY BE PROVIDING MARKETING SERVICES TO THE FUNDS PROVIDED THAT SUCH PERSONS MUST AGREE TO PROTECT THE CONFIDENTIALITY OF THE INFORMATION AND USE THE INFORMATION ONLY FOR THE PURPOSES OF PROVIDING SERVICES TO THE FUNDS AND (III) AS OTHERWISE REQUIRED OR PERMITTED BY LAW. THE FUNDS, GENERAL PARTNER, INVESTMENT MANAGER AND AFFILIATES RESTRICT ACCESS TO THE INFORMATION TO THEIR EMPLOYEES WHO NEED TO KNOW THE INFORMATION TO PROVIDE SERVICES TO THE FUNDS, AND MAINTAIN PHYSICAL, ELECTRONIC AND PROCEDURAL SAFEGUARDS THAT COMPLY WITH U.S. FEDERAL STANDARDS TO GUARD THE INFORMATION.

NO WARRANTY OR RELIANCE

THE WEB SITE, INCLUDING INFORMATION AND MATERIALS CONTAINED IN THE WEB SITE, TEXT, GRAPHICS, SOFTWARE, LINKS AND OTHER ITEMS ARE PROVIDED "AS IS," "AS AVAILABLE" WITHOUT WARRANTY OF ANY KIND, EITHER EXPRESS OR IMPLIED, TO THE FULLEST EXTENT PERMISSIBLE PURSUANT TO APPLICABLE LAW. WITHOUT LIMITATION, BALDWIN BROTHERS DOES NOT WARRANT THE ACCURACY, ADEQUACY, COMPLETENESS, RELIABILITY, TIMELINESS OR AVAILABILITY OF THE WEBSITE OR ANY INFORMATION ON THIS SITE, AND EXPRESSLY DISCLAIMS LIABILITY FOR ERRORS OR OMISSIONS IN THE WEB SITE. THERE IS NO WARRANTY OF MERCHANTIBILITY, NO WARRANTY OF FITNESS FOR A PARTICULAR PURPOSE, NO WARRANTY OF NON-INFRINGEMENT, NO WARRANTY OF ANY KIND, IMPLIED, EXPRESS OR STATUTORY, IN CONJUNCTION WITH THE WEB SITE. ANY CONTENTS ON THIS SITE ARE SUBJECT TO CHANGE WITHOUT NOTICE. BALDWIN BROTHERS FURTHER ASSUMES NO RESPONSIBILITY FOR, AND MAKES NO WARRANTIES THAT, FUNCTIONS CONTAINED AT THIS SITE WILL BE UNINTERRUPTED OR ERROR-FREE, THAT DEFECTS WILL BE CORRECTED, OR THAT THE SITE OR THE SERVER THAT MAKES IT AVAILABLE WILL BE FREE OF VIRUSES OR OTHER HARMFUL COMPONENTS. PLEASE NOTE THAT SOME JURISDICTIONS DO NOT ALLOW THE EXCLUSION OF CERTAIN WARRANTIES, SO SOME OR ALL OF THE ABOVE EXCLUSIONS MAY NOT APPLY TO YOU.

LIMITATION OF LIABILITY

IN NO EVENT WILL BALDWIN BROTHERS BE LIABLE FOR ANY DAMAGES, OR FOR REPAIRS OR CORRECTIONS THAT MUST BE PERFORMED, TO OR ON YOUR COMPUTER, PERSON OR OTHER PROPERTY, INCLUDING, WITHOUT LIMITATION, DIRECT OR INDIRECT, SPECIAL, INCIDENTAL, OR CONSEQUENTIAL DAMAGES, LOSSES OR EXPENSES ARISING IN CONNECTION WITH THE WEB SITE OR USE THEREOF OR THE INABILITY BY ANY PARTY TO USE SUCH SITE, OR IN CONNECTION WITH ANY FAILURE OF PERFORMANCE, ERROR, OMISSION, INTERRUPTION, DEFECT, DELAY IN OPERATION OR TRANSMISSION, COMPUTER VIRUS OR LINE OR SYSTEM FAILURE, EVEN IF BALDWIN BROTHERS, OR REPRESENTATIVES THEREOF, ARE ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, LOSSES OR EXPENSES.

POTENITAL CONFLICTS OF INTEREST

BALDWIN BROTHERS AND ITS EMPLOYEES OR ASSOCIATED COMPANIES MAY HAVE A POSTITION OR HOLDING IN ANY INVESTMENTS OR SECURITIES REFERRED TO ON THE WEBSITE.

PERFORMANCE LEGEND

PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RETURNS. ANY INFORMATION YOU RECEIVE FROM BALDWIN BROTHERS IS BELIEVED TO BE RELIABLE. NEVERTHELESS, NEITHER BALDWIN BROTHERS NOR ITS AGENTS ARE LIABLE FOR ANY DEFICIENCIES IN THE ACCURACY, COMPLETENESS, AVAILABILITY OR TIMELINESS OF SUCH INFORMATION. THE INFORMATION PROVIDED ON THIS WEB SITE DOES NOT NECESSARILY REFLECT THE MOST UP TO DATE OR CURRENT INFORMATION AVAILABLE ON THE PRODUCT OR SERVICE. THE INFORMATION CONTAINED HEREIN IS PROVIDED WITHOUT ANY WARRANTY OF ANY KIND. THE PERFORMANCE AND OTHER INFORMATION AND OPINIONS EXPRESSED IN THE FOLLOWING MATERIALS ARE PROVIDED WITHOUT ANY WARRANTY OF ANY KIND.

OPINIONS EXPRESSED WHETHER IN GENERAL OR IN BOTH ON THE PERFORMANCE OF THE INDIVIDUAL FUNDS AND IN A WIDER ECONOMIC CONTEXT REPRESENT THE VIEWS OF THE CONTRIBUTOR AT THE TIME OF PREPARATION. BALDWIN BROTHERS HAS NOT AUDITED THE FINANICAL INFORMATION CONTAINED ON THE WEBSITE. BALDWIN BROTHERS FURTHERMORE DISCLAIMS ANY LIABILITY FOR ANY LOSS, DAMAGE, COSTS OR EXPENSES (INCLUDING DIRECT, INDIRECT, SPECIAL AND CONSEQUENTIAL) HOWSOEVER ARISING WHICH ANY PERSON MAY SUFFER OR INCUR AS EITHER A DIRECT OR CONSEQUENTIAL A RESULT OF VIEWING OR UTILISING ANY INFORMATION INCLUDED IN THIS WEBSITE.

THE VALUE OF INVESTMENTS MAY FALL AS WELL AS RISE AND YOU MAY NOT GET BACK YOUR ORIGINAL INVESTMENT. PAST PERFORMANCE SHOULD NOT BE VIEWED AS A GUIDE TO FUTURE PERFORMANCE. INVESTMENT IN UNREGULATED FUNDS (THE FUNDS) CARRIES THE RISK OF POTENTIAL TOTAL LOSS OF CAPITAL. WHERE AN INVESTMENT INVOLVES A FOREIGN CURRENCY, IT MAY BE SUBJECT TO FLUCTUATIONS IN VALUE DUE TO MOVEMENTS IN EXCHANGE RATES. THESE CHANGES TO EXCHANGE RATES MAY ALSO CAUSE THE VALUE OF AN UNDERLYING INVESTMENT TO GO DOWN AS WELL AS UP. THE ANNUAL MANAGMENT FEE IS TAKEN FROM THE CAPITAL OF THE FUNDS AND MAY CONSTRAIN OR ERODE CAPITAL. INVESTMENTS OR INVESTMENT SERIVCES REFERRED TO IN THIS SITE MAY NOT BE SUITABLE FOR ALL INVESTORS AND WE THEREFORE RECOMMEND THAT YOU SEEK ADVICE FROM YOUR INVESTMENT ADVISER BEFORE MAKING AN INVESTMENT.

IF YOU WISH TO INVEST IN A SPECIFIC INVESTMENT OR PRODUCT MANAGED BY BALDWIN BROTHERS YOU SHOULD REFER TO THE RISK WARNINGS IN THE RELEVANT PROSPECTUS FOR THAT PRODUCT OR INVESTMENT. INFORMATION AND DETAILS OF SUCH INVESTMENTS, MANAGERS OR THEIR PRODUCTS OR LAWS OR CIRCUMSTANCES, MAY CHANGE, AND IT IS THE REQUIREMENT OF ANY INVESTOR OR THOSE MAKING OR CONSIDERING TO MAKE SUCH INVESTMENTS THAT THEY CONDUCT DUE DILIGENCE ON ANY AND ALL INVESTMENTS MADE OR CONSIDERED. ALL INVESTMENTS SHOULD BE MADE WITH DISCRETIONARY CAPITAL SET ASIDE STRICTLY FOR SPECULATIVE PURPOSES.

© Copyright 2011, Baldwin Brothers. All rights reserved. Not a public solicitation.

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Highwater Global Fund was established by Baldwin Brothers to address global sustainability opportunities by building a team of experts combining environmental, social and financial research into an alpha-driven public equity fund.




 

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